Illegal Securities / Products Announced By The SEC

ILLEGAL SECURITIES/PRODUCTS ANNOUNCED BY THE SEC

• 1 Riders Power Team, Inc. SEC Website, 27, 2013
• ADSZENS Broker Corporation- Source SEC Website, 04 January 2013
• ALB Finance BV 9.375 300449 AO PERP - Source SEC Website, 23 Sept 2011
• ALB Finance BV 9.375 300449 PERP - Source SEC Website, 23 Sept 2011
• Autopistas Delsol 11.5230517MNREG - Source SEC Website, 23 Sept 2011
• Banco Panamericano 11 1080716 JJ REG - Source SEC Website, 23 Sept 2011
• Ban Hip 11.25 210610 JD REG LK ARS P - Source SEC Website, 23 Sept 2011
• Ban Mac 10.75 070612 EXC L KARS P - Source SEC Website, 23 Sept 2011
• Blue Ocean (CPP) 11 280612 JD REGS - Source SEC Website, 23 Sept 2011
• BNP Capitaland/ Citidev 291208 - Source SEC Website, 23 Sept 2011
• BNP Allianz/ AXA / Prudential BN07809 - Source SEC Website, 23 Sept 2011
• Book-A-Million - Source SEC Website, 23 Sept 2011
• CBR Global Group- Source SEC July 11, 2013
• China Class Holdings 9.625 120712JJ - Source SEC Website, 23 Sept 2011
• CNC Group - Source SEC Website, 23 Sept 2011
• Comtech CRR BV 10 190611 J/D - Source SEC Website, 23 Sept 2011
• Connectacons Inc./ Connect Gems- Source SEC Website, 25, March 2013
• Davao City Scam- Source SEC Website, 25 March 2013
• En Japan Inc. - Source SEC Website, 23 Sept 2011
• Fairfield Sentry Limited - Source SEC Website, 20 May 2011
• First Investment Finance FIN 12.5.290849PER - Source SEC Website, 23 Sept 2011
• First Investment FIN 11.625 310349 PER - Source SEC Website, 23 Sept 2011
• First Ukrainian 9.75 160210 F/A - Source SEC Website, 23 Sept 2011
• Fuji Television Network - Source SEC Website, 23 Sept 2011
• Fullcast Co Ltd - Source SEC Website, 23 Sept 2011
• G Steel PUBLIC CO 10.5 041010 A/O - Source SEC Website, 23 Sept 2011
• HSBC (Merinos HALIS SVT) 11.75 080612 - Source SEC Website, 23 Sept 2011
• Ind Metalurgicas 11.25 221014A/O REG - Source SEC Website, 23 Sept 2011
• Independencia 9.875 310117 J/J REGS - Source SEC Website, 23 Sept 2011
• JBS SA (Friboi) 10.5 040816 F/A Reg - Source SEC Website, 23 Sept 2011
• Kabu Securities - Source SEC Website, 23 Sept 2011
• LB Mit Fud/Mit Est/ Sum Rea 210709 - Source SEC Website, 23 Sept 2011
• LB GE US31.5984/ Wal MT Dacel230209 - Source SEC Website, 23 Sept 2011
• Lupatech 9.875 310749 JAJO REG PERP - Source SEC Website, 23 Sept 2011
• Mag Net Inc - Source SEC Website, 23 Sept 2011
• Scam in Marinduque- SEC Website, 27 May, 2013
• Metro Financiera 11.25 160549 FMANREG - Source SEC Website, 23 Sept 2011
• Metro Financiera 11.25 160549 FMAN - Source SEC Website, 23 Sept 2011
• MDM Bank OAA 9.75 210711 J/J - Source SEC Website, 23 Sept 2011
• Mitsubishi UFJ Fin - Source SEC Website, 23 Sept 2011
• Mizuho Fin Group - Source SEC Website, 23 Sept 2011
• NOM (OCBC /UOB /DBS) CAS 270709 17P - Source SEC Website, 23 Sept 2011
• NOM Sum Rea/ Miz F1/ Sum MIT 060709 - Source SEC Website, 23 Sept 2011
• NOM Mat Elec/ Mit Est CAS 060109 - Source SEC Website, 23 Sept 2011
• Online Marketing Scheme: Online Paluwagan- Source SEC Website, 25 March 2013
• Permal Fixed Income Holdings NV - Source SEC Website, 20 May 2011
• Professional Forex Union Limited- Source SEC Website, 25 March 2013
• Profilo Telra 10.75 071211 - Source SEC Website, 23 Sept 2011
• PromsvyBank 10.75 210711 J/D - Source SEC Website, 23 Sept 2011
• RABO Nom Holdg/Sum Rea ROCA 300409 - Source SEC Website, 23 Sept 2011
• Rede Empresas 11.125 020449 JAJO REG - Source SEC Website, 23 Sept 2011
• Reyality Investment Corp- Source SEC, 04 January 2013
• Resona Holdings Inc - Source SEC Website, 23 Sept 2011
• Russian Standard Bank 9.75 011216 - Source SEC Website, 23 Sept 2011
• Scam in IMUS Cavite- Source SEC Website, 25 March 2013
• Seven + Holdings Co - Source SEC Website, 23 Sept 2011
• Sumitomo Mitsui Fin - Source SEC Website, 23 Sept 2011
• Tandang City Scam- Source SEC Webiste, 25 March 2013
• TMK Captal (OAO TMK) 10 2090711 J/J - Source SEC Website, 23 Sept 2011
• Termir Bank 9.5 210514 M/N REGS - Source SEC Website, 23 Sept 2011
• Visioner 2020 Int’l Traders- Source SEC Website 23 November 2012
• XXI Century Investments 10 240510 MN - Source SEC Website, 23 Sept 2011
• Yahoo Inc - Source SEC Website, 23 Sept 2011
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COMPANIES WITH CASES/COMPLAINTS/ENGAGING IN UNAUTHORIZED ACTIVITIES ANNOUNCED BY THE SEC

• Caceres Global Foundation Inc. - Source SEC Website, 08 March 2012
• Caceres Lending Investor Company - Source SEC Website, 08 March 2012
• Global Money Unlimited Inc.  - Source SEC Website, 08 March 2012
• Finance Global Marketing Services- SEC website, 27 May, 2013
• First Galleon Family Fund, Inc. - Source SEC Website, 30 July 2012
• ECC-LIVELIHOOD SOCIAL SERVICES, INC. - Source SEC Website, 12 April 2012
• Ok’s Global Wellness, Inc. - SEC website, 27 May 2013
• Palingenesis Manufacturing, Inc. (PMI) – Source SEC Website, 01 February 2011
• Cardlinks Telecom Insurance Agency Inc.- SEC Website, 27 May 2013
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Click here to see what companies the SEC has filed criminal cases against, as of 04 July 2012